Certificate in Compliance Management
5 DaysCertificate in Compliance Management - Virtual Learning
Course Methodology
This course adopts a practical and participant-centered learning approach to ensure maximum knowledge transfer and real-world application. It combines instructor-led presentations with facilitated discussions. Participants will engage in case studies and scenario-based exercises reflecting GCC regulatory environments, enabling them to apply frameworks such as ISO compliance standards and the three lines of defense. Group activities and workshops will be used to assess compliance risks and develop risk control strategies.
Course Objectives
By the end of the course, participants will be able to:
- Evaluate the efficiency of the governance risk and compliance system.
- Establish the governance structure and define roles and responsibilities of the compliance function.
- Implement a comprehensive compliance management system based on ISO requirements.
- Analyze and manage compliance risks using structured risk management processes.
- Develop and communicate compliance strategies to internal and external stakeholders.
Target Audience
This course is designed for compliance officers, risk managers, internal auditors, and governance professionals responsible for establishing or overseeing compliance frameworks. It is also suitable for senior managers and executives seeking to strengthen organizational governance and align with international compliance standards.
Professionals involved in legal, regulatory, and control functions will benefit from enhancing their ability to manage compliance risks.
Target Competencies
- Governance Evaluation
- International Standards Alignment
- Risk Management and Mitigation
- Compliance Policy Lifecycle Management
- Compliance Operational Independence
- Stakeholder Communication
- Compliance Continuous Improvement
Course Outline
- Tone at the Top
- Efficient GRC requirements
- Implementing Effective Governance
- Board Composition
- Board Independence
- Duties of the Independent Director
- Required board committees
- Executive management role
- Code of conduct
- Governing the compliance function
- Audit committee duties
- Risk and Compliance committee duties
- The three lines of defense
- Compliance charter
- Compliance Mandate
- Compliance Authority
- Compliance Independence
- Compliance Reporting lines
- Compliance Responsibilities
- Implementing the compliance system
- Implementing compliance processes
- ISO Compliance requirements
- Compliance Policy
- Roles, responsibilities and authorities
- Compliance Planning
- Documented Information
- Compliance Operation
- Performance evaluation
- Internal Audit
- Nonconformity and corrective action
- Compliance Risks
- Risk management
- Internal environment
- External environment
- Common compliance risks
- Risk management process
- Identify risks
- Assess risks
- Control risks
- Communicate risks
- Monitor risks
- Communicating with Stakeholders
- ISO requirements on communication
- Social responsibility
- Relationship with the stakeholders
- Disclosure and transparency
- The governance report
- Disclosure of remuneration
- Reporting non-compliant practices
Mawred Certificate
Mawred Certificate courses by Al mawred Training & Consulting are designed for those willing to challenge themselves and go the extra distance...
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Virtual Schedule
Classroom Schedule
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